Compliance Leadership for
Insurance Carriers

You're responsible for compliance across every counterparty your business trades with. Regulators want proof. Manual processes fail audits. REG replaces fragmentation with centralised oversight.

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The Reality of Manual Compliance

Compliance processes often evolve rather than get designed. Spreadsheets, shared drives, email chains and manual checks get stitched together over time. REG replaces that complexity with a single, structured approach to managing regulatory risk.

Without REG

Manual checks across Companies House, FCA, sanctions lists
Spreadsheet tracking and shared drives
Email chains and printed documentation
Manual FCA register checks every week
Unclear task ownership and accountability
Poor visibility across delegated authority
High audit stress and manual evidence gathering

With REG

Centralised oversight across all counterparties
Continuous automated monitoring and alerts
Regulatory changes surface automatically
Single source of truth for compliance data
Audit-ready evidence and structured audit trails
Digital TOBA signing and version control
Real-time visibility across distribution chains

The result is not just efficiency: it’s confidence. REG gives compliance teams a clear, consistent way to manage oversight, reduce risk, and demonstrate control to regulators and stakeholders.

Why Heads of Compliance Choose REG

Reduce Manual Workload

Stop manually checking Companies House, FCA registers, and sanctions lists every week. REG monitors continuously and alerts you to changes as they happen.

Strengthen Audit Readiness

Every compliance decision, check, and approval is recorded and centralised. When regulators or auditors ask questions, the evidence is already there.

Centralise Compliance Data

Replace fragmented spreadsheets, shared drives, and email chains. All due diligence, monitoring alerts, and counterparty data sits in one auditable system.

Gain Real-Time Visibility

Know instantly when regulatory status changes, credit deteriorates, directors change, or sanctions alerts arise. Respond proactively, not reactively.

Streamline TOBA & Authority Management

Digital signing, version control, and audit trails replace paper-based processes. Know exactly which documents are current and who has signed.

Manage Distribution Chains

Gain visibility not just into direct counterparties, but downstream relationships. Understand your full distribution chain and who the ultimate beneficial owners are.

Compliance Leadership for Insurance Carriers

How REG Works for Compliance Teams

Continuous monitoring of sanctions, PEPs, credit, FCA status, and company changes
AML screening on companies, individuals, UBOs, and directors
Business verification and credit assessment to understand counterparty financial health
Regulatory and licensing verification across jurisdictions
Automated alerts via dashboard, email, or API integration
Digital document exchange with e-signature and audit-ready storage
Centralised evidence trail for every compliance decision
Real-time visibility into regulatory changes affecting your counterparties
Automated reminders for expiring documentation and recertification deadlines
Role-based access and approval workflows for governance control

Real-World Impact from Peers in Insurance

Whether you are managing a single TOBA or collecting information across hundreds of counterparties, REG Exchanges handles the whole workflow from creation to archive.

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REG Products That Matter for Compliance Leaders

REG Network

Your primary compliance operating system.

The core platform for screening, monitoring, and managing compliance obligations across your entire counterparty network.

AML screening and continuous monitoring
Business verification and credit assessment
Regulatory and licensing verification
Centralised due diligence management
Digital document exchange

REG Exchanges

Streamline TOBA and document workflows.

Enable secure digital exchange of documents and streamline compliance processes across your distribution chain.

Digital signing and document management
TOBA and authority documentation
Audit-ready version control
Distribution chain visibility
Secure counterparty collaboration

REG Risk 365

Advanced governance for enterprise teams.

Configurable risk monitoring and custom governance frameworks for organisations requiring deeper oversight control.

Configurable risk monitoring thresholds
Custom risk appetite frameworks
Advanced alerts and dashboards
Extended governance controls
Suitable for larger compliance teams

Solutions Designed for Compliance Leaders

Explore specific challenges we help compliance teams solve and discover the tailored solutions built for your role.

Ready to Reduce Manual Compliance Work?

Talk to an expert about how REG can strengthen your audit readiness, centralise compliance data, and give you real-time visibility across your counterparty network.