Growing an MGA
Managing Compliance at Scale

You are growing fast, but compliance overhead is growing faster. Every new broker appointment means more due diligence, more paperwork, more duplication. REG turns compliance into a system that scales with you, not against you.

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Manual Compliance Does Not Scale With You

Compliance processes often evolve rather than get designed. As broker numbers grow, the gaps in a manual approach grow with them.

Without REG

Manual checks across Companies House, FCA and sanctions lists for every new broker
Spreadsheet tracking and shared drives that do not scale with volume
Email chains and printed documentation slowing down onboarding
Manual FCA register checks every week
Duplicate due diligence repeated across carriers and MGAs
Unclear ownership as the broker network grows
Compliance overhead growing faster than the business

With REG

Automated onboarding and AML screening for every new broker
Shared network intelligence reduces duplicate checks
Continuous monitoring flags regulatory and credit changes automatically
Digital document exchange with e-signature and audit-ready storage
Audit-ready evidence and structured audit trails
Distribution chain visibility as your network expands
Compliance capacity that scales without adding headcount

The result is not just efficiency. It is room to grow. REG gives founders a way to scale their distribution network without scaling compliance risk or compliance headcount at the same rate.

Why MGAs Choose REG

Onboard Brokers Faster

Accelerate broker onboarding from days to hours with automated data gathering and AML screening.

Eliminate Duplicate Due Diligence

Access shared network intelligence so brokers already known within REG do not need re-checking from scratch.

Free Your Team for Growth

Reduce manual administration so your team can focus on business development instead of paperwork.

Automate Compliance Checking

AML screening, regulatory verification and credit assessment run automatically across your network.

Scale Due Diligence With You

Due diligence capacity grows with your distribution network, without adding proportional headcount.

Manage Fair Value and Consumer Duty

Gain visibility across your distribution chain to support Fair Value and Consumer Duty obligations.

How REG Powers MGA Growth

Rapid Counterparty Onboarding – Five minute data gathering and automated AML screening, replacing days of manual work.
Access to the Shared REG Network – Brokers already known within the network mean less duplicate work for everyone.
Continuous Monitoring – Regulatory changes, credit deterioration and director changes are flagged automatically.
Digital Document Exchange – Faster TOBA collection, e-signature, version control and audit-ready storage.
Distribution Chain Visibility – See downstream counterparties, not just your direct relationships.
Scalable, Unlimited-User Pricing – Pricing grows with your network without adding per-seat costs.

Compliance becomes a system, not a manual process. As you add brokers, the system handles the work.

Real-World Impact from Peers in Insurance

Whether you are managing a single TOBA or collecting information across hundreds of counterparties, REG Exchanges handles the whole workflow from creation to archive.